-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uu7/x5Kx0IYI9hSU4lKUW6hBSKkTxBLM9OZTHcjuwut1LLo9FreQk2MJ1IqFlz0E YPoieTm3GTHz3jaUbtTtwQ== 0000895421-98-000108.txt : 19980218 0000895421-98-000108.hdr.sgml : 19980218 ACCESSION NUMBER: 0000895421-98-000108 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 19980213 SROS: NYSE GROUP MEMBERS: MORGAN STANLEY & CO INTERNATIONAL LTD GROUP MEMBERS: MORGAN STANLEY DEAN WITTER DISCOVER & CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAIN FUND INC CENTRAL INDEX KEY: 0000818105 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133463933 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50387 FILM NUMBER: 98536402 BUSINESS ADDRESS: STREET 1: 500 PLAZA DR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 2013194000 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS 31ST FL CITY: NEW YORK STATE: NY ZIP: 10105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER DISCOVER & CO CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123922222 MAIL ADDRESS: STREET 1: 1585 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13G/A 1 AMENDMENT 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ) Spain Fund Inc. (Name of Issuer) Common Stock (Title of class of securities) 846330108 (CUSIP number) Check the following box if a fee is being paid with this statement [ ]. - ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 846330108 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Morgan Stanley, Dean Witter, Discover & Co. IRS # 39-314-5972 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION The state of organization is Delaware. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 686,730 REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 708,230 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 708,230 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.06% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IA, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 846330108 13G Page 3 of 8 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Morgan Stanley & Co. International Limited - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Organized under the Laws of England. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 686,700 REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 686,700 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 686,700 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.85% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BD, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 846330108 13G Page 4 of 8 Pages Item 1. (a) Name of Issuer: Spain Fund Inc. -------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 500 Plaza Drive Seacaucus, NJ 07094 -------------------------------------------------------------- Item 2. (a) Name of Person Filing: (a) Morgan Stanley, Dean Witter, Discover & Co. (b) Morgan Stanley & Co. International Limited -------------------------------------------------------------- (b) Address of Principal Business Office, or if None, Residence: (a) 1585 Broadway New York, New York 10036 (b) 25 Cabot Square Canary Wharf London E14 4QA England -------------------------------------------------------------- (c) Citizenship: Incorporated by reference to Item 4 of the cover page pertaining to each reporting person. ------------------------------------------------- (d) Title of Class of Securities: Common Stock -------------------------------------------------------------- (e) CUSIP Number: 846330108 ------------------------------------------------- Item 3. (a) Morgan Stanley, Dean Witter, Discover & Co. is (e) an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (b) Morgan Stanley & Co. International Limited is (a) a Broker- Dealer doing business under the laws of the United Kingdom. Morgan Stanley & Co. International Ltd. is filing this statement pursuant to Rules 13d-1(b) and 13d-2(b), relying on such rules and using Schedule 13G in accordance with no-action assurances from the Division of Corporate Finance, Office of Tender Offers. CUSIP No. 846330108 13-G Page 5 of 8 Pages Item 4. Ownership. Incorporated by reference to Items (5) - (9) and (11) of the cover page. Item 5. Ownership of Five Percent or Less of a Class. Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Accounts managed on a discretionary basis by Morgan Stanley & Co. International Limited a wholly owned subsidiary of Morgan Stanley, Dean Witter, Discover & Co., are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of such securities. No such account holds more than 5 percent of the class. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Item 8. Identification and Classification of Members of the Group. Item 9. Notice of Dissolution of Group. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. CUSIP No. 846330108 13-G Page 6 of 8 Pages Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 Signature: /s/ Bruce Bromberg ----------------------------------------------------------------- Name/Title Bruce Bromberg / Vice President Morgan Stanley & Co. Incorporated ----------------------------------------------------------------- MORGAN STANLEY, DEAN WITTER, DISCOVER & CO. Date: February 13, 1998 Signature : /s/ Bruce Bromberg -------------------------------------------------------------------- Name/Title Bruce Bromberg / Vice President Morgan Stanley & Co. Incorporated -------------------------------------------------------------------- MORGAN STANLEY & CO. INTERNATIONAL LIMITED INDEX TO EXHIBITS PAGE ----------------- ---- EXHIBIT 1 Agreement to Make a Joint Filing 7 EXHIBIT 2 Secretary's Certificate Authorizing Bruce Bromberg 8 to Sign on behalf of Morgan Stanley, Dean Witter, Discover and Co. EXHIBIT 3 Secretary's Certificate Authorizing Bruce Bromberg 9 to Sign on behalf of Morgan Stanley & Co. International Limited * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). (022597DTI) EX-99 2 JOINT FILING AGREEMENT CUSIP No. 846330108 13-G Page 7 of 8 Pages EXHIBIT 1 TO SCHEDULE 13G --------------------------------------------------- FEBRUARY 13, 1998 --------------------------------------------------- MORGAN STANLEY, DEAN WITTER, DISCOVER & CO. and MORGAN STANLEY & CO. INTERNATIONAL LIMITED hereby agree that, unless differentiated, this Schedule 13G is filed on behalf of each of the parties. MORGAN STANLEY, DEAN WITTER, DISCOVER & CO. BY: /s/ Bruce Bromberg -------------------------------------------------------------------- Bruce Bromberg / Vice President Morgan Stanley & Co., Incorporated MORGAN STANLEY & CO. INTERNATIONAL LIMITED BY: /s/ Bruce Bromberg -------------------------------------------------------------------- Bruce Bromberg / Vice President Morgan Stanley & Co., Incorporated * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). EX-99 3 SECRETARY'S CERTIFICATE Page 8 of 8 Pages EXHIBIT 2 ------------------ MORGAN STANLEY, DEAN WITTER, DISCOVER & CO. SECRETARY'S CERTIFICATE I, Charlene R. Herzer, a duly elected and acting Assistant Secretary of Morgan Stanley, Dean Witter, Discover & Co., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), certify that as approved by a Unanimous Consent of Directors in Lieu of a Meeting dated as of May 31, 1997, the following persons are each authorized to sign reports to be filed under Sections 13 and 16 of the Securities Exchange Act of 1934 on behalf of the Corporation, and such authorizations are in full force and effect as of this date: Stuart J.M. Breslow Robert G. Koppenol Bruce Bromberg Robin Sherak IN WITNESS WHEREOF, I have hereunto set my name and affixed the seal of the Corporation as of the 3rd day of June, 1997. /s/ Charlene R. Herzer ------------------------ Charlene R. Herzer Assistant Secretaty EX-99.3 4 SECRETARY'S CERTIFICATE PAGE 9 OF 9 PAGES POWER OF ATTORNEY BY THIS POWER OF ATTORNEY, MORGAN STANLEY & CO. INTERNATIONAL LIMITED of 25 Cabot Square, Canary Wharf, London E14 4QA hereby constitutes and appoints each of BRUCE BROMBERG and ROBIN SHERAK, each of 1585 Broadway, New York, New York to act as our true and lawful attorney (the 'Attorney') with full power to execute and deliver in our name and on our behalf any reports to be filed under Section 13 and Section 16 of the securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, with the Securities and Exchange Commission, and to do all other acts, deeds and things necessary or desirable in connection with the said responsibilities AND WE HEREBY UNDERTAKE to ratify everything done or purported to be done by virtue of this Power. This Power shall be irrevocable for a period of one year from the date hereof. IN WITNESS WHEREOF, MORGAN STANLEY & CO. INTERNATIONAL LIMITED has caused its Common Seal to be hereunto affixed this 24th day of APRIL 1997. [SEAL] THE COMMON SEAL OF MORGAN STANLEY & CO. INTERNATIONAL LIMITED was hereunto affixed in the presence of Director -------------- Assistant Company Secretary -------------- -----END PRIVACY-ENHANCED MESSAGE-----